ISO 27001 Requirements

ISO/IEC 27001 is an international standard to manage information security. The standard details requirements for establishing, implementing, maintaining, and continually improving an information security management system (ISMS). Many organizations/corporations across the world leverage ISO 27001 to certify their systems are considered secure and are following best practices. In some circumstances, ISO 27001 is applied beyond terrestrial system elements to include elements within the space segment as well. Therefore, to help bridge the gap between SPARTA countermeasures and ISO 27001 a mapping has been performed. This mapping was performed using NIST’s published mapping between NIST 800-53 rev5 and ISO 270001. According to NIST, “the mapping of SP 800-53 Revision 5 controls to ISO/IEC 27001:2022 requirements and controls reflects whether the implementation of a security control from Special Publication 800-53 satisfies the intent of the mapped security requirement or control from ISO/IEC 27001 and conversely, whether the implementation of a security requirement or security control from ISO/IEC 27001 satisfies the intent of the mapped control from Special Publication 800-53.” There could be gaps or mistakes within the NIST to ISO mappings as this is the as-provided mapping from NIST and the space system context was not considered in this initial mapping. Improvements will be made in future releases of SPARTA and driven by community feedback.

The intent of mapping SPARTA countermeasures to standards like NIST SP 800-53 and ISO 27001 is to provide SPARTA users with additional perspective of the security principle as well as how the SPARTA countermeasure aligns with compliance/regulatory/best practices published by such standards bodies.

ID Name SPARTA Countermeasures NIST Rev 5
4 Context of the Organization
4.1 Understanding the organization and its context PM-1
4.2 Understanding the needs and expectations of interested parties PM-1
4.3 Determining the scope of the information security management system PM-1 PM-9 PM-28
4.4 Information security management system CM0022 CM0024 CM0025 CM0026 CM0027 CM0028 CM0004 CM0005 PM-1 PM-9 PM-30 PM-31
5 Leadership
5.1 Leadership and commitment PM-2 PM-3 PM-29
5.2 Policy CM0005 CM0022 CM0024 CM0026 CM0027 CM0028 CM0004 AC-1 AT-1 AU-1 CA-1 CM-1 CP-1 IA-1 IR-1 MA-1 MP-1 PE-1 PL-1 PM-1 PS-1 RA-1 SA-1 SC-1 SI-1 SR-1
5.3 Organizational roles, responsibilities, and authorities CM0005 CM0022 CM0024 CM0026 CM0027 CM0028 CM0004 AC-1 AT-1 AU-1 CA-1 CM-1 CP-1 IA-1 IR-1 MA-1 MP-1 PE-1 PL-1 PM-1 PM-2 PM-6 PM-29 PS-1 RA-1 SA-1 SC-1 SI-1 SR-1
6 Planning
6.1 Actions to address risks and opportunities
6.1.1 General PM-1 PM-4 PM-6 PM-9
6.1.2 Information security risk assessment PM-9 PM-28 RA-3
6.1.3 Information security risk treatment CM0005 RA-7
6.2 Information security objectives and planning to achieve them CM0022 CM0024 CM0025 CM0026 CM0027 CM0028 CM0004 CM0005 PM-1 PM-3 PM-4 PM-6 PM-9 PM-28 PM-30 PM-31
7 Support
7.1 Resources PM-3
7.2 Competence PM-13
7.3 Awareness CM0041 CM0052 AT-2 PS-8
7.4 Communication CM0005 PM-1 PM-15 PM-28 PM-31
7.5 Documented information
7.5.1 General CM0005 CM0022 CM0024 CM0025 CM0026 CM0027 CM0028 CM0004 CM0001 CM0008 CM0007 AC-1 AT-1 AU-1 CA-1 CM-1 CP-1 CP-2 IA-1 IR-1 IR-8 MA-1 MP-1 PE-1 PL-1 PL-2 PM-1 PM-4 PM-9 PM-28 PM-30 PM-31 PS-1 RA-1 SA-1 SA-5 SC-1 SI-1 SR-1
7.5.2 Creating and updating CM0005 CM0022 CM0024 CM0025 CM0026 CM0027 CM0028 CM0004 CM0001 CM0008 CM0007 AC-1 AT-1 AU-1 CA-1 CM-1 CP-1 CP-2 IA-1 IR-1 IR-8 MA-1 MP-1 PE-1 PL-1 PL-2 PM-1 PM-4 PM-9 PM-28 PM-30 PM-31 PS-1 RA-1 SA-1 SA-5 SC-1 SI-1 SR-1
7.5.3 Control of documented information CM0005 CM0022 CM0024 CM0025 CM0026 CM0027 CM0028 CM0004 CM0001 CM0008 CM0007 AC-1 AT-1 AU-1 CA-1 CM-1 CP-1 CP-2 IA-1 IR-1 IR-8 MA-1 MP-1 PE-1 PL-1 PL-2 PM-1 PM-4 PM-9 PM-28 PM-30 PM-31 PS-1 RA-1 SA-1 SA-5 SC-1 SI-1 SR-1
8 Operation
8.1 Operation planning and control CM0005 CM-3 PL-7 PM-1 SA-1 SA-4
8.2 Information security risk assessment RA-3
8.3 Information security risk treatment CM0005 CA-5 PM-4 RA-7
9 Performance evaluation
9.1 Monitoring, measurement, analysis and evaluation CM0052 CM0005 CA-7 PM-6 PM-31
9.2 Internal audit
9.2.1 General CA-2
9.2.2 Internal audit programme CM0005 CA-1 CA-2 CA-2(1) CA-7(1) PM-31
9.3 Management review
9.3.1 General CA-1 CA-6 PM-1 PM-29
9.3.2 Management review inputs CM0052 CM0005 CA-7 CA-7(3) CA-7(4) PM-4 RA-3
9.3.3 Management review results CM0052 CM0005 CA-5 CA-6 CA-7 CM-3
10 Improvement
10.1 Continual improvement CM0005 PM-1 PM-9 PM-31
10.2 Nonconformity and corrective action CM0022 CM0024 CM0025 CM0026 CM0027 CM0028 CM0004 CM0005 CA-5 PL-2 PM-4 PM-30 PM-31 RA-7